The regulator will examine how firms supervised "worst-of" structured notes, with a focus on their compliance with best-interest standards.

The Financial Industry Regulatory Authority said on Tuesday that it will review how firms supervise their concentrations in higher-risk structured products, specifically non-principal protected ...

Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected "worst-of" ...

The firm reached a confidential agreement with the Jannetti family in its case involving a $133 million FINRA arbitration ...

Equity-linked note ETFs provide diversified access to derivative income strategies while helping advisors manage operational ...

Retirees chasing the JPMorgan Nasdaq Equity Premium Income ETF (NASDAQ:JEPQ) for its near 9.5% distribution yield are buying ...

In mid-May 2026, Toronto-Dominion Bank completed and announced several fixed-income offerings, added a range of complex structured notes, and saw Raymond James upgrade its rating to Outperform while ...

Marex Group plc (Nasdaq: MRX) ('Marex” or the 'Company”), a diversified global financial services platform, announced today that it has received the requisite consents from registered holders of its 6 ...

In many ways, this shift is making patients more informed and better equipped to engage in meaningful conversations about ...

Today, there’s no denying that the NASDAQ-100 has been a potent vehicle for capital appreciation. For example, the Invesco ...

Infrastructure failures including unreliable electricity, transport breakdowns, and weak water systems are a significant constraint on growth in developing economies, with studies indicating they can ...

The article explains how simplifying GST laws, rationalising returns, and improving the GST portal can significantly reduce compliance burdens for businesses and ...